GK CONSULTANCY



GK Consultancy is an independent advisor and acts as: 


 - Your Trading Surveillance Expert in Frankfurt, Germany, Switzerland and EU

 - Your Anti-Money-Laundering(AML) Expert in Frankfurt, Germany, Switzerland and EU

 - Your Know Your Client(KYC) Expert in Frankfurt, Germany, Switzerland and EU

 - Your Financial Crime Expert in Frankfurt, Germany, Switzerland and EU


We support and advise various banks in achieving their objectives to implement new regulatory requirements in terms of market manipulation and insider trading (as in Market Abuse Directive I & II and Market Abuse Regulation) and Investor Protection and Suitability (MiFiDII / MiFiR), Anti-Money Laundering (AML), Counter Terrorism (CTF) and Know Your Customer (KYC) topics.

Further information about our current projects can be found under the following link:


Projects

For more information regarding our partner companies, see the following section:


Partners

PROJECT TOPICS


Process Digitization for On-Boarding, KYC Reviews, Market Manipulation; Insider Dealing; Investor Protection & Suitability; Anti Money Laundering;  Know Your Customer; General Data Protection Regulation; Common Reporting Standards; Transaction Cost Reporting; Transaction Monitoring & Surveillance;


Market Manipulation & Insider Dealing

July 3rd, 2016


In my blog, I discuss current regulatory change in EU and related challenges.

Investor Protection and Best Execution

January 3rd, 2018


In my blog, I discuss current regulatory change in EU and related challenges.

Anti Money Laundering & Know Your Customer

May 25th, 2018


In my blog, I discuss current regulatory change in EU and related challenges.